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Data-efficient U-Net for Segmentation of Carbide Microstructures in SEM Images of Steel Alloys

Gerçek, Alinda Ezgi, Korten, Till, Chekhonin, Paul, Hassan, Maleeha, Steinbach, Peter

arXiv.org Artificial Intelligence

Understanding reactor-pressure-vessel steel microstructure is crucial for predicting mechanical properties, as carbide precipitates both strengthen the alloy and can initiate cracks. In scanning electron microscopy images, gray-value overlap between carbides and matrix makes simple thresholding ineffective. We present a data-efficient segmentation pipeline using a lightweight U-Net (30.7~M parameters) trained on just \textbf{10 annotated scanning electron microscopy images}. Despite limited data, our model achieves a \textbf{Dice-Sørensen coefficient of 0.98}, significantly outperforming the state-of-the-art in the field of metallurgy (classical image analysis: 0.85), while reducing annotation effort by one order of magnitude compared to the state-of-the-art data efficient segmentation model. This approach enables rapid, automated carbide quantification for alloy design and generalizes to other steel types, demonstrating the potential of data-efficient deep learning in reactor-pressure-vessel steel analysis.


DiCE-Extended: A Robust Approach to Counterfactual Explanations in Machine Learning

Bakir, Volkan, Goktas, Polat, Akyuz, Sureyya

arXiv.org Artificial Intelligence

Explainable artificial intelligence (XAI) has become increasingly important in decision-critical domains such as healthcare, finance, and law. Counterfactual (CF) explanations, a key approach in XAI, provide users with actionable insights by suggesting minimal modifications to input features that lead to different model outcomes. Despite significant advancements, existing CF generation methods often struggle to balance proximity, diversity, and robustness, limiting their real-world applicability. A widely adopted framework, Diverse Counterfactual Explanations (DiCE), emphasizes diversity but lacks robustness, making CF explanations sensitive to perturbations and domain constraints. To address these challenges, we introduce DiCE-Extended, an enhanced CF explanation framework that integrates multi-objective optimization techniques to improve robustness while maintaining interpretability. Our approach introduces a novel robustness metric based on the Dice-Sørensen coefficient, enabling stability under small input variations. Additionally, we refine CF generation using weighted loss components (lambda_p, lambda_d, lambda_r) to balance proximity, diversity, and robustness. We empirically validate DiCE-Extended on benchmark datasets (COMPAS, Lending Club, German Credit, Adult Income) across multiple ML backends (Scikit-learn, PyTorch, TensorFlow). Results demonstrate improved CF validity, stability, and alignment with decision boundaries compared to standard DiCE-generated explanations. Our findings highlight the potential of DiCE-Extended in generating more reliable and interpretable CFs for high-stakes applications. Future work could explore adaptive optimization techniques and domain-specific constraints to further enhance CF generation in real-world scenarios